About Us

Corporate Fact Sheet

  • Founded in 1988 and Headquartered in New York City
  • Diversified Financial Services Firm providing proprietary investment ideas, superior transaction execution and access to capital for its institutional, corporate and high net worth clients
  • Business lines include investment banking, equity capital markets, proprietary research, sales & trading and asset management
  • Comprised of seasoned professionals with long & distinguished Wall Street careers
  • Assets held at National Financial Services LLC (“NFS”), Member NYSE, SIPC, a Fidelity Investments Company